-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AT4HRTteBVQmUUy/x9Xm6CY9sFqxv7GZjwYsukiEqIOwSVEzGkiGZPTx5zMyj4x7 Oeb0kmc/985rw6Tv8gaT0Q== 0000914190-00-000059.txt : 20000208 0000914190-00-000059.hdr.sgml : 20000208 ACCESSION NUMBER: 0000914190-00-000059 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZOMAX INC /MN/ CENTRAL INDEX KEY: 0001010788 STANDARD INDUSTRIAL CLASSIFICATION: PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS [3652] IRS NUMBER: 411833089 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48145 FILM NUMBER: 525618 BUSINESS ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125539300 MAIL ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: ZOMAX OPTICAL MEDIA INC DATE OF NAME CHANGE: 19960318 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEVIN PHILLIP T CENTRAL INDEX KEY: 0001031442 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ZOMAX OPTICAL MEDIA INC STREET 2: 5353 NATHAN LANE N CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125579300 MAIL ADDRESS: STREET 1: C/O ZOMAX OPTICAL MEDIA INC STREET 2: 5353 NATHAN LANE N CITY: PLYMOUTH STATE: MN ZIP: 55442 SC 13G/A 1 SCHEDULE 13G, AMENDMENT 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Zomax Incorporated (fka Zomax Optical Media, Inc.) (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 989929 10 4 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ x ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages SCHEDULE 13G CUSIP No. 989929 10 4 Page 2 of 4 Pages 1 NAMES OF REPORTING PERSONS/ I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Phillip T. Levin 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a)[ ] (b)[ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 1,178,612 (includes 12,000 shares which may be acquired BENEFICIALLY upon exercise of currently exercisable options) OWNED BY EACH 6 SHARED VOTING POWER REPORTING 320,000 PERSON WITH 7 SOLE DISPOSITIVE POWER 1,178,612 (includes 12,000 shares which may be acquired upon exercise of currently exercisable options) 8 SHARED DISPOSITIVE POWER 320,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,498,612 (includes 12,000 shares which may be acquired upon exercise of currently exercisable options) 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1(a) Name of Issuer: Zomax Incorporated Item 1(b) Address of Issuer's Principal Executive Offices: 5353 Nathan Lane N. Plymouth, MN 55442 Item 2(a) Name of Person Filing: See Cover Page Item 1 Item 2(b) Address of Principal Business Office or, if none, residence: 7303 Boone Avenue N. Brooklyn Park, MN 55428 Item 2(c) Citizenship: See Cover Page Item 4 Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP No.: See Cover Page Item 3 Statement filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c): Not applicable Item 4 Ownership See Cover Page Items 5 through 11 Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certifications: Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2000 (Date) /s/ Phillip T. Levin (Signature) Phillip T. Levin (Name and title) -----END PRIVACY-ENHANCED MESSAGE-----